SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
GENERATION INVESTMENT MANAGEMENT LLP

(Last) (First) (Middle)
20 AIR STREET

(Street)
LONDON X0 W1B 5AN

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/23/2023
3. Issuer Name and Ticker or Trading Symbol
TIGO ENERGY, INC. [ TYGO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.0001 per share 8,010,578 I See footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options (right to buy) 05/23/2023 02/24/2031 Common Stock 23,333 0.686 I See footnote(1)
Options (right to buy) 05/23/2023 06/22/2032 Common Stock 9,333 2.571 I See footnote(1)
1. Name and Address of Reporting Person*
GENERATION INVESTMENT MANAGEMENT LLP

(Last) (First) (Middle)
20 AIR STREET

(Street)
LONDON X0 W1B 5AN

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Generation IM Climate Solutions Fund, L.P.

(Last) (First) (Middle)
UGLAND HOUSE
SOUTH CHURCH STREET

(Street)
GRAND CAYMAN E9 KY1-1104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Generation IM Climate Solutions GP, Ltd.

(Last) (First) (Middle)
UGLAND HOUSE
SOUTH CHURCH STREET

(Street)
GRAND CAYMAN E9 KY1-1104

(City) (State) (Zip)
Explanation of Responses:
1. The shares of Common Stock and options reported herein are directly owned by Generation IM Climate Solutions Fund, L.P., a Cayman Islands limited partnership (the "Fund"). The general partner of the Fund is Generation IM Climate Solutions GP, Ltd., which is a wholly owned subsidiary of Generation Investment Management LLP, which is the investment manager of the Fund. In accordance with Instruction 5(b)(iv), the entire amount of shares held by the Fund is reported herein. Each reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.
Remarks:
Exhibit List: Exhibit 99.1 - Joint Filer Information Exhibit 99.2 - Joint Filers' Signatures
GENERATION INVESTMENT MANAGEMENT LLP; By: /s/ Alexander Marshall 06/02/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Exhibit 99.1 - Joint Filer Information


Name:  Generation IM Climate Solutions Fund, L.P.

Address: Ugland House, South Church Street, Grand Cayman, KY1-1104, Cayman Islands.




Name:  Generation IM Climate Solutions GP, Ltd.

Address:  Ugland House, South Church Street, Grand Cayman, KY1-1104, Cayman Islands.
Exhibit 99.2 - Joint Filers’ Signatures


 
GENERATION IM CLIMATE SOLUTIONS GP, LTD.
   
 
 
 
 
 
 
By:
/s/ Peter Huber
 
 
Name:
Peter Huber
 
 
Title:
Director of the General Partner
       
       
       
       
 
GENERATION IM CLIMATE SOLUTIONS FUND, L.P.
 
By: Generation IM Climate Solutions GP, Ltd.
Its:  General Partner
 
 
 
 
 
 
By:
 /s/ Peter Huber
 
 
Name:
Peter Huber
 
 
Title:
Director of the General Partner